| Category |
Name |
Description |
|
GT11 - ALCO website
|
The objective of this working group is to maintain and make evolve the Internet website www.alco.lu via the publication of extra information and via the development of new functionalities in the member’s protected part of the website.
In charge:
Olivier Gilson, EFA
Tél: 352 48 80 80 5108
e-mail: olivier.gilson@efa.eu
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GT16 - Legal and public relations / Internet website
|
In charge:
Claudine Frutsaert, AXA Assurance Vie Luxembourg
Tél: 352 44 24 24 43 15
e-mail: claudine.frutsaert@axa.lu |
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GT27 - IFBL Trainings
|
In charge:
Sundhevy Goïot,
Tél: +352 621 302 363
e-mail: sundhevy@yahoo.com
The working group objective is the development of the Compliance training course in the framework of the ALCO and IFBL partnership as well as its maintenance according to the legal and regulatory development. The group develops the M1, M2 and M3 examinations and their update, is in charge of the corrections and the jury composition.
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GT29 - Market abuse
|
In charge:
Cyril Mathieu, HSBC Securities Services (Luxembourg) S.A.
Tél: +352 40 46 46 400
e-mail: cyrilmathieu@lu.hsbc.com |
|
|
GT30 - Domiciliary agents
|
In charge:
Sophie Rase, Maitland Luxembourg S.A.
Tél: +352 40 25 05 408
e-mail: sophie.rase@maitlandgroup.com
&
Marie-Hélène Claude, Alter Domus Sàrl
Tél: +352 48 18 28 39 03
e-mail: marie-helene.claude@alterdomus.lu
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GT33 - Answers to questions of members
|
In charge:
Christophe BECUE, European Fund Administration S.A
Tél: +352 48-48-80-80
e-mail:cbecue@efa.lu
|
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GT34 - Round table
|
In charge:
Charles Van Doorslaer, KBL Tel: +352 47 97 39 09
e-mail: charles.van-doorslaer@kbl-bank.com |
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GT35- Doctrines - Deontology
|
The Working Group 35 aims to cover subjects of deontology and doctrines relating to the function of Compliance which requires a thorough consideration or a particular treatment.
In charge:
Guillaume Bègue, BNP Paribas Securities Services Luxembourg
|
|
Banks & UCIs
|
GT21 - Practical interpretation of fund investment restrictions
|
In charge:
Tim Winfield, JP Morgan Tél: 34 10 23 85
e-mail: tim.winfield@jpmorgan.com
Creation date: April 2004 |
|
Les attentes de la FSMA vis à vis des compliance officers 
