Search Results

Projects Desert Wildlife Conservation This is placeholder text. To change this content, double-click on the element and click Change Content. Read More Rainforest Action Initiative This is placeholder text. To change this content, double-click on the element and click Change Content. Read More Renewable Energy Program This is placeholder text. To change this content, double-click on the element and click Change Content. Read More Zero Carbon World This is placeholder text. To change this content, double-click on the element and click Change Content. Read More

< Back Rainforest Action Initiative This is placeholder text. To change this content, double-click on the element and click Change Content. This is placeholder text. To change this content, double-click on the element and click Change Content. Want to view and manage all your collections? Click on the Content Manager button in the Add panel on the left. Here, you can make changes to your content, add new fields, create dynamic pages and more. You can create as many collections as you need. Your collection is already set up for you with fields and content. Add your own, or import content from a CSV file. Add fields for any type of content you want to display, such as rich text, images, videos and more. You can also collect and store information from your site visitors using input elements like custom forms and fields. Be sure to click Sync after making changes in a collection, so visitors can see your newest content on your live site. Preview your site to check that all your elements are displaying content from the right collection fields. Power in Numbers 30 Programs 50 Locations 200 Volunteers Project Gallery Previous Next

< Back Zero Carbon World This is placeholder text. To change this content, double-click on the element and click Change Content. This is placeholder text. To change this content, double-click on the element and click Change Content. Want to view and manage all your collections? Click on the Content Manager button in the Add panel on the left. Here, you can make changes to your content, add new fields, create dynamic pages and more. You can create as many collections as you need. Your collection is already set up for you with fields and content. Add your own, or import content from a CSV file. Add fields for any type of content you want to display, such as rich text, images, videos and more. You can also collect and store information from your site visitors using input elements like custom forms and fields. Be sure to click Sync after making changes in a collection, so visitors can see your newest content on your live site. Preview your site to check that all your elements are displaying content from the right collection fields. Power in Numbers 30 Programs 50 Locations 200 Volunteers Project Gallery Previous Next

events AFTERWORK - JANUARY 2023

WORKING GROUPS WG16 - COMMUNICATION Restore regular ALCO newsletters. Steven Curfs Contact WG27 - TRAINING Provide regular training, based on the training materials and also the Trainers extensive experience and expertise in the field of Compliance. Develop the Compliance (M1/M2/M3) and RC/RR training materials within the framework of partnerships between ALCO, House of Training and other Associations. Ensuring that training materials are up to date according to legal and regulatory developments. Develop the Compliance (M1/M2/M3) and RC/RR exams while renewing them regularly; also in charge of corrections and composition of the jury. Soraya Guérin Hervé Ballone Contact WG30 - Specialised PFSs Discuss the implementation of the regulation impacting the specialised and Auxiliary FSPs and to provide tools and guidelines to apply regulatory requirements. Sundhevy Debrand Contact WG38 - insurance Works on various topics related to the insurance industry (new laws, regulations, guidelines and best practices…). Marie Grillot Contact WG40 - Responsibility of the Compliance Officer in management companies Defines the Compliance function within Management Companies. Sophie Dupin Giovanni Cataldi Contact WG45 - Events – Subgroup – Conferences Organises ALCO conferences, ALCO Day, and other events for ALCO Members. Marie Grillot Anna Roehrs Contact WG45 - Events – Subgroup – Round tables Aims to host periodic exchanges amongst ALCO Members on defined compliance topics. To share experiences, insights, questions in a confidential round table format. Karine Laurencin Anna Roehrs Contact WG46 - cOMPLIANCE OFFICERS OF LAW FIRMS Defines the Compliance function within Law Firms. Nathalie Bloch Contact WG48 - Regulations & news updates on the fight against money laundering & the financing of terrorism (including the 6th Directive) Monitors the development of regulations around the fight against money laundering and the financing of terrorism (AML/CFT), and to deal with current issues related to this area. Sylvain Aubry Giovanni Cataldi Contact WG48 – Subgroup - RR/RC Please note that this working group is currently inactive. Explore and discuss the roles and responsibilities of the RR and RC for banks and investment funds within the framework of Luxembourg’s AML regulations. Sylvain Aubry Contact WG48 - SUBGROUP - DIGITAL KYC Gather and discuss the challenges of Digital KYC, the current technical solutions and the EBA guidelines on the use of remote customer onboarding, and other applicable regulations. Sylvain Aubry Contact WG50 - The Compliance function of the Transfer Agent & the relationship with the Management Company Defines the Compliance function of the Transfer Agent, to discuss market practices and the legal/regulatory obligations inherent in this function. Also in charge of setting up a "best practice guide" for the Compliance function of the Transfer Agent, as well as dealing with the relationship between the Transfer Agent and the Management Company. Sundhevy Debrand Marie-Astrid Dupuy Contact Facilitate discussions and exchanges among Chief Compliance Officers, identifying arising risks and trends in the banking industry. A focus is made on last regulatory inspections underlining new expectations. Bertrand Parfait Vincent Salzinger WG51 - banks - CCO FORUM Contact Discuss regulatory changes related to outsourcing and to build guidance on the outsourcing process (role of the compliance function in the assessment/acceptance/filling of outsourced process, compliance monitoring program for oversight on outsourcing, good practices KPI/KRI/oversight and compliance outsourcing process). Sylvain Aubry WG51 - Subgroup - OUTSOURCING TECHNICAL FORUM Contact WG52 - VIRTUAL ASSETS/CRYPTO Establish practical guidelines around virtual assets as defined by the legislation for bank, credit institutions, professional in the financial sector, including virtual assets service providers. Following recent publication by the CSSF. WG has also been re-established to support Compliance Officers in assessing compliance requirements with digital assets. Biba Homsy Contact WG53 - Methodological guidelines for Compliance Officers In today’s landscape, financial institutions (Banks, Investment Firms, Management Companies…etc) are required to exhibit robust governance over their compliance risks. This necessitates the establishment of a transparent and effective process for identifying, assessing and monitoring risks, commonly referred to as a risk-based compliance monitoring program. In this context, the objective is to gain insight into prevailing market practices and developing a suitable conceptual framework, with specific focus on compliance risk assessment and monitoring activities. Member participation from the financial sector, affiliated with banks, investment firms and management companies, who specialise in compliance and responsible for overseeing compliance monitoring activities, supports us in gaining an understanding of the various existing frameworks within the financial industry, discuss and propose a paper that explores the key trends and future perspective of a robust framework, and collaborate in defining a common conceptual compliance framework for risk assessment and monitoring activities. Bertrand Parfait Contact Facilitate the sharing of experiences, questions and ideas around ESG subjects. Julie Van Cleemput Cécile Liégeois WG54 - ESG - DISCUSSION FORUM Contact WG55: IFM & Fund governance & respective role & responsibilities of the different management bodies Facilitate exchanges among Conducting Officers from Management Company/AIFM and establish practical guidelines around Governance for the fund industry including but not limited to conflict of interest. Sophie Dupin Hervé Ballone Contact Download all working groups' information

ALCO is the Luxembourg Association of Compliance Officers, with 1300+ members connecting, informing, training and supporting compliance officers Become a member Log in About Working groups News & Press News Webinar « Introduction au schéma de certification GDPR-CARPA de la CNPD » – Mercredi 5 juillet à 9h00 avec HACA PARTNERS et la CNPD Read the article here La compliance, une fonction de plus en plus critique Read the article here How to Craft an Effective AML Risk Appetite Statement for Luxembourg Regulated Entities Read the article here ALCO REMINDER Read the ALCO reminder for 2022 here PRIVATE NEWS MEMBERS ONLY Training Training The concept is based on the principle of modular course units, tests and the validation of the professional knowledge on different levels: Implementing the regulatory framework of the Compliance Officer in the Financial Sector This course covers four topics of Compliance from a practical angle. Each topic is debated in a 2 hour session. Discover more Fundamentals of a Compliance Officer's Function This course conveys an understanding of the basics of Compliance and different application areas. The complete module covers 4 different themes, each covered in a 2 hour session. In order to set up a solid and reliable framework aiming at professionalising the function of Compliance Officer, the House of Training and ALCO have now jointly developed a complete training program. Job Posting JOB POSTING If you want to have a job experience in Compliance, check all the jobs posted by our members. Discover all job opportunities Press Press 20 YEARS ALCO In order to set up a solid and reliable framework aiming at professionalizing the function of Compliance Officer, the House of Training and ALCO have now jointly developed a complete training program.

BECOME A MEMBER Merci de vous rendre sur le nouveau formulaire d'inscription en cliquant ici .

events UPCOMING events ALCO Afterwork | February 11th, 2025 Dear Member, We are pleased to invite you to our upcoming afterwork event on February 11th, 20268 Location: Come à la Maison Date: 11th February 2026 Time: starting at 6PM Price: Free and reserved to paid members Registration: Closed. Members will receive a confirmation email soon. Upcoming ERA Events | 2026 We are pleased to share events organized by the Academy of European Law. ALCO Members can connect to the Member's Only section to benefit from a 20% off coupon. * Anti-Money Laundering in the Crypto Sector: Online, 5-6 March 2026 https://www.era.int/event/anti-money-laundering-in-the-crypto-sector/ * EU Savings and Investments Union: A Key to Integrated Capital Markets in the EU? Online, 28-29 May 2026 https://www.era.int/event/eu-savings-and-investments-union-a-key-to-integrated-capital-markets-in-the-eu/ * Summer Course on EU Financial Market Regulation and Supervision: Online, 22-26 June 2026 https://www.era.int/event/summer-course-on-eu-financial-market-regulation-and-supervision/ Become a member & access more events past events ARCHIVED events

< Back Desert Wildlife Conservation This is placeholder text. To change this content, double-click on the element and click Change Content. This is placeholder text. To change this content, double-click on the element and click Change Content. Want to view and manage all your collections? Click on the Content Manager button in the Add panel on the left. Here, you can make changes to your content, add new fields, create dynamic pages and more. You can create as many collections as you need. Your collection is already set up for you with fields and content. Add your own, or import content from a CSV file. Add fields for any type of content you want to display, such as rich text, images, videos and more. You can also collect and store information from your site visitors using input elements like custom forms and fields. Be sure to click Sync after making changes in a collection, so visitors can see your newest content on your live site. Preview your site to check that all your elements are displaying content from the right collection fields. Power in Numbers 30 Programs 50 Locations 200 Volunteers Project Gallery Previous Next

< Back Renewable Energy Program This is placeholder text. To change this content, double-click on the element and click Change Content. This is placeholder text. To change this content, double-click on the element and click Change Content. Want to view and manage all your collections? Click on the Content Manager button in the Add panel on the left. Here, you can make changes to your content, add new fields, create dynamic pages and more. You can create as many collections as you need. Your collection is already set up for you with fields and content. Add your own, or import content from a CSV file. Add fields for any type of content you want to display, such as rich text, images, videos and more. You can also collect and store information from your site visitors using input elements like custom forms and fields. Be sure to click Sync after making changes in a collection, so visitors can see your newest content on your live site. Preview your site to check that all your elements are displaying content from the right collection fields. Power in Numbers 30 Programs 50 Locations 200 Volunteers Project Gallery Previous Next

BECOME A MEMBER

News Le cabinet de révision HACA PARTNERS et l’étude DSM Avocats à la Cour ont le plaisir de vous convier à un webinar gratuit le mercredi 5 juillet 2023 à 9h00, avec la participation de la Commission Nationale pour la Protection des Données (CNPD ). Ce webinar portera sur « Introduction au schéma de certification GDPR-CARPA de la CNPD ». Après près de 5 ans d’intégration du cadre juridique du RGPD et de ses exigences, une nouvelle étape commence avec la mise en place d’un schéma de certification de la conformité des activités de traitement, tél que prévu par les articles 42 et 43 du RGPD. En février 2023, HACA PARTNERS est devenu le 2ème organisme certificateur accrédité par la CNPD, grâce à une collaboration avec Seralys pour la partie sécurité informatique et avec l’étude DSM Avocats à la Cour pour toutes les questions juridiques. Au programme du webinar : La protection des données : une question plus que d’actualité Qu’est-ce que le schéma de certification GDPR-CARPA de la CNPD ? En quoi cette certification peut-elle être utile aux organisations ? Quel est le processus et les efforts nécessaires pour obtenir la certification avec HACA PARTNERS et DSM Avocats à la Cour ? Questions / réponses Intervenants : Me Renaud LE SQUEREN , Associé chez DSM Avocats à la Cour, a plus de 20 ans d’expérience en droit du numérique. Entre 2005 et 2008, il a travaillé comme consultant externe pour la CNPD. Depuis 2014, il est en charge du pôle Digital chez DSM Avocats à la Cour et accompagne ses clients dans leur transition numérique (RGPD, plateformes, e-commerce, APIs, Apps…). En parallèle, Renaud s’implique dans le tissu local par sa participation en tant qu’administrateur dans plusieurs associations telles qu’eCom et l’APDL. M. Cédric LEROY, réviseur d’entreprises et Head of Regulatory & Compliance chez HACA PARTNERS, possède une expérience de 15 ans en matière d’audit et de fiscalité dans le secteur de la gestion d’actifs au service d’importants promoteurs de fonds d’investissement. Cédric a développé une expertise spécifique relative tant à l’efficacité opérationnelle de l’approche d’audit par l’utilisation de nouveaux outils informatiques qu’à l’organisation interne des cabinets d’audit et de conseil. M. Alain HERRMANN est fonctionnaire auprès de la CNPD depuis 2012. Il y a débuté en tant qu’expert en informatique et nouvelles technologies pour évoluer jusqu’au poste de chef du service Conformité. Depuis Septembre 2021, il est Commissaire à la protection des données auprès de la CNPD. Auparavant, il a été actif pendant plus de 14 ans comme ingénieur et consultant en sécurité IT / sécurité de l’information auprès de diverses organisations privées. Inscription : https://app.livestorm.co/p/9e1b5668-00a8-473f-b630-c69d38432762 Webinar « Introduction au schéma de certification GDPR-CARPA de la CNPD » – Mercredi 5 juillet à 9h00 avec HACA PARTNERS et la CNPD