WORKING GROUPS
WG16 - COMMUNICATION
This WG is in charge to restore regular ALCO newsletters.
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Steven Curfs
WG27 - TRAINING - HOUSE OF TRAINING
This WG develops the Compliance training materials within the framework of the partnership between ALCO and IFBL. It ensures that trainings are up to date according to legal and regulatory developments. This WG develops the M1, M2 and M3 exams while renewing them regularly and is in charge of corrections and composition of the jury.
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Hervé Ballone
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Soraya Guerin
WG30 - SPECIALIsED AND AUXILIARY FSPs
The purpose of this WG is to discuss/exchange on the implementation of the regulation impacting the specialised and Auxiliary FSPs and to provide tools/guidelines to apply regulatory requirements.
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Anne Camille
WG38 - insurance
The objective of the WG is to work on various topics related to the insurance industry (new laws and regulations, guidelines, best practices…).
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Marie Grillot
WG40 - Responsibility of the Compliance Officer in management companies
The objective of this WG is to define the Compliance function within Management Companies.
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Giovanni Cataldi
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Gérard Lorent
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Sophie Dupin
WG45 - EVENTS
This WG is in charge of organizing events.
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Anna Roehrs
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Marie Grillot
WG45 - Subgroup - Round tables
The objective of this WG is to select specific themes that ALCO members regularly face and to facilitate the sharing of experiences, questions, and ideas in a round table format. Summaries are available to all members via the ALCO website.
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Anna Roehrs
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Xavier Leydier
WG46 - cOMPLIANCE OFFICERS OF LAW FIRMS
The objective of this WG is to define the Compliance function within Law Firms.
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Nathalie Bloch
WG48 - Regulations and news updates on the fight against money laundering and the financing of terrorism (including the 6th Directive)
The objective of this WG is to monitor the development of regulations around the fight against money laundering and the financing of terrorism (AML/CFT), and to deal with current issues related to this area. The following subgroups will be launched during the year 2022 : Digitalization and onboarding, Trade-Based money laundering = TBML, subsidiaries and branches on a consolidated basis.
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Sylvain Aubry
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Giovanni Cataldi
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Steven Curfs
WG50 - The Compliance function of the Transfer Agent and the relationship with the Management Company
The purpose of this WG is to define the Compliance function of the Transfer Agent, to discuss market practices and the legal/regulatory obligations inherent in this function. This WG is also in charge of setting up a "best practice guide" of the Compliance function of the Transfer Agent, as well as dealing with the relationship between the Transfer Agent and the Management Company.
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Sundhevy Debrand
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Hervé Ballone
The purpose of this WG is to facilitate discussions and exchanges among Chief Compliance Officers, identifying araising risks and trends in the banking industry. A focus is made on last regulatory inspections underlining new expectations. The group is limited in number to ensure trusted discussions.
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Vincent Salzinger
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Bertrand Parfait
WG51 - banks - OUTSOURCING TECHNICAL FORUM
The purpose of the WG is to discuss/comment regulatory changes related outsourcing and to build guidance on the outsourcing process (role of the compliance function in the assessment/acceptance/filling of outsourced process, compliance monitoring program for oversight on outsourcing, good practices KPI/KRI/oversight, compliance outsourcing process.)
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Sylvain Aubry
WG51 - SUbgroup - OUTSOURCING TECHNICAL FORUM
WG52 - VIRTUAL ASSETS/CRYPTO
The objective of the working group is to establish practical guidelines around virtual assets as defined by the legislation for bank, credit institutions, professional in the financial sector, including virtual assets service providers. Following recent publication by the CSSF, the WG52 has been re-established to support compliance officers in assessing compliance requirements with digital assets.
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Biba Homsy
The objective of this WG is to facilitate the sharing of experiences, questions and ideas around ESG subjects.
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Cécile Liégeois