Search Results

Projects Desert Wildlife Conservation This is placeholder text. To change this content, double-click on the element and click Change Content. Read More Rainforest Action Initiative This is placeholder text. To change this content, double-click on the element and click Change Content. Read More Renewable Energy Program This is placeholder text. To change this content, double-click on the element and click Change Content. Read More Zero Carbon World This is placeholder text. To change this content, double-click on the element and click Change Content. Read More

< Back Rainforest Action Initiative This is placeholder text. To change this content, double-click on the element and click Change Content. This is placeholder text. To change this content, double-click on the element and click Change Content. Want to view and manage all your collections? Click on the Content Manager button in the Add panel on the left. Here, you can make changes to your content, add new fields, create dynamic pages and more. You can create as many collections as you need. Your collection is already set up for you with fields and content. Add your own, or import content from a CSV file. Add fields for any type of content you want to display, such as rich text, images, videos and more. You can also collect and store information from your site visitors using input elements like custom forms and fields. Be sure to click Sync after making changes in a collection, so visitors can see your newest content on your live site. Preview your site to check that all your elements are displaying content from the right collection fields. Power in Numbers 30 Programs 50 Locations 200 Volunteers Project Gallery Previous Next

< Back Zero Carbon World This is placeholder text. To change this content, double-click on the element and click Change Content. This is placeholder text. To change this content, double-click on the element and click Change Content. Want to view and manage all your collections? Click on the Content Manager button in the Add panel on the left. Here, you can make changes to your content, add new fields, create dynamic pages and more. You can create as many collections as you need. Your collection is already set up for you with fields and content. Add your own, or import content from a CSV file. Add fields for any type of content you want to display, such as rich text, images, videos and more. You can also collect and store information from your site visitors using input elements like custom forms and fields. Be sure to click Sync after making changes in a collection, so visitors can see your newest content on your live site. Preview your site to check that all your elements are displaying content from the right collection fields. Power in Numbers 30 Programs 50 Locations 200 Volunteers Project Gallery Previous Next

events Trier & Online, 11-12 May 2023 Key topics Latest developments leading to the adoption of the EU’s new ML/CT legislative proposals on a single rulebook, EU-level supervisor and EU coordination and support mechanism for FIUs Measures aimed at protecting the financial system against money laundering and terrorist financing, also in relation to cryptocurrencies Best practice in detecting and deterring illicit transactions and lessons learnt from recent money laundering cases The framework to enhance cooperation between FIUs and enhance cross-border cooperation amongst the judiciary and law enforcement Further information: www.era.int/?131833&en To benefit from the 25% discount please enter the voucher code discount "323D17amljle" if you register online. Anti-Money Laundering for the Judiciary and Law Enforcement New EU Legislative Proposals, Risk Assessment, Cryptocurrencies, Asset Recovery and Confiscation

Acerca de About ALCO The "Association of Luxembourg Compliance Officers" for the Financial Sector was created as of 20 December 2000. Fight against laundering of money of criminal origin and against: Terrorism financing; integrity of financial markets, respect for ethical principles, all these are now important part of the financial sector today and that influences its activities widely. The Compliance Officer function has appeared among credit institutions, PSFs, insurance companies. The Compliance Officer role is to make sure that these institutions comply with the current legislative, statutory and ethical standards. Today, the Compliance function in the financial sector is officially recognised, on an international level by the Committee of Basel, and locally in Luxembourg by the CSSF. This function becomes compulsory in all the institutions of the financial sector in Luxembourg. BECOME A MEMBER About Board governance CHAIRMEN HERVE BALLONE Managing Director - Head of Brookfield/Oaktree AIFM Office & Conducting Officer MARIE BOURLOND Chief Compliance of Banque Internationale à Luxembourg, S.A. (BIL) VINCENT SALZINGER Chief Compliance Officer Europe for Lombard Odier S.A. EXECUTIVE DIRECTOR TREASURER Deleguation of authority as treasurer MARIE GRILLOT Executive Director of ALCO MEHDI VAN RENTERGHEM Compliance Director – EQT Fund Management Sarl BOARD MEMBERS Directors SYLVAIN AUBRY Carlyle HERVE BALLONE Brookfield/Oaktree MARIE BOURLOND Banque Internationale à Luxembourg, S.A. SORAYA GUERIN European Investment Bank KARINE LAURENCIN Amundi ANNA ROEHRS Deloitte VINCENT SALZINGER Lombard Odier S.A. Advisors GIOVANNI CATALDI Alliance Bernstein STEVEN CURFS Engelwood Group SUNDHEVY DEBRAND Ministry of Justice SOPHIE DUPIN Elvinger Hoss Prussen CECILE LIEGEOIS PwC BERTRAND PARFAIT Deloitte SYLVAIN DALLE Nomura FERNAND LEPAGE BGL BNP Paribas MEHDI VAN RENTERGHEM EQT Fund Management Sarl History history These years have been rich in events and allowed ALCO to become one of the recognised players in the Luxembourg financial industry. In the beginning, some Compliance Officers from the financial sector met up and began by making note of their differences. This is because Compliance Officers came from various backgrounds such as former lawyers, finance professionals, or even internal auditors. Connected to more "senior" structures such as the legal department or internal audit, or - conversely – independent structures reporting directly to the top of the organisation, the Compliance function has not always been able to find its place within the organisation. Above all, the Compliance function’s objectives were sometimes vague and could not always be distinguished from those of internal audit. This raised the necessity of defining more clearly the role and status of the Compliance Officer. As a result, ALCO was created in December 2000 with about thirty members. From the beginning, ALCO benefited from encouragement and support from the regulatory authorities of the financial sector, as well as from other professional associations. ALCO has developed very fast – today it has more than 1700 Members representing more than 150 institutions. Its standing is recognised: ALCO is frequently consulted by the Authorities in diverse instances and is also invited to participate in various works, most notably those concerning the fight against money laundering. Since October 2004, and just like the internal audit function, the Compliance function has been officially recognised by the financial sector. Having reached its first stage of maturity, ALCO opened up to the insurance sector in 2002. Indeed, the ethical obligations of the financial sector do not differ, in their principles, from those of the insurance sector. Today, ALCO contributes by its action to enrich and reinforce the image and reputation of the Luxembourg market. Objectives ALCO aims to bring together Compliance Officers in order to: Constitute A national representative body Work Out A harmonised approach with regard to laws and regulations Engage In dialogue with relevant authorities Objectives

events AED Overview 2023

events AFTERWORK - JANUARY 2023

WORKING GROUPS WG16 - COMMUNICATION Restore regular ALCO newsletters. Steven Curfs Contact WG27 - TRAINING Provide regular training, based on the training materials and also the Trainers extensive experience and expertise in the field of Compliance. Develop the Compliance (M1/M2/M3) and RC/RR training materials within the framework of partnerships between ALCO, House of Training and other Associations. Ensuring that training materials are up to date according to legal and regulatory developments. Develop the Compliance (M1/M2/M3) and RC/RR exams while renewing them regularly; also in charge of corrections and composition of the jury. Soraya Guérin Hervé Ballone Contact WG30 - Specialised PFSs Discuss the implementation of the regulation impacting the specialised and Auxiliary FSPs and to provide tools and guidelines to apply regulatory requirements. Sundhevy Debrand Contact WG38 - insurance Works on various topics related to the insurance industry (new laws, regulations, guidelines and best practices…). Marie Grillot Contact WG40 - Responsibility of the Compliance Officer in management companies Defines the Compliance function within Management Companies. Sophie Dupin Giovanni Cataldi Contact WG45 - Events – Subgroup – Conferences Organises ALCO conferences, ALCO Day, and other events for ALCO Members. Marie Grillot Anna Roehrs Contact WG45 - Events – Subgroup – Round tables Aims to host periodic exchanges amongst ALCO Members on defined compliance topics. To share experiences, insights, questions in a confidential round table format. Karine Laurencin Anna Roehrs Contact WG46 - cOMPLIANCE OFFICERS OF LAW FIRMS Defines the Compliance function within Law Firms. Nathalie Bloch Contact WG48 - Regulations & news updates on the fight against money laundering & the financing of terrorism (including the 6th Directive) Monitors the development of regulations around the fight against money laundering and the financing of terrorism (AML/CFT), and to deal with current issues related to this area. Sylvain Aubry Giovanni Cataldi Contact WG48 – Subgroup - RR/RC Please note that this working group is currently inactive. Explore and discuss the roles and responsibilities of the RR and RC for banks and investment funds within the framework of Luxembourg’s AML regulations. Sylvain Aubry Contact WG48 - SUBGROUP - DIGITAL KYC Gather and discuss the challenges of Digital KYC, the current technical solutions and the EBA guidelines on the use of remote customer onboarding, and other applicable regulations. Sylvain Aubry Contact WG50 - The Compliance function of the Transfer Agent & the relationship with the Management Company Defines the Compliance function of the Transfer Agent, to discuss market practices and the legal/regulatory obligations inherent in this function. Also in charge of setting up a "best practice guide" for the Compliance function of the Transfer Agent, as well as dealing with the relationship between the Transfer Agent and the Management Company. Sundhevy Debrand Marie-Astrid Dupuy Contact Facilitate discussions and exchanges among Chief Compliance Officers, identifying arising risks and trends in the banking industry. A focus is made on last regulatory inspections underlining new expectations. Bertrand Parfait Vincent Salzinger WG51 - banks - CCO FORUM Contact Discuss regulatory changes related to outsourcing and to build guidance on the outsourcing process (role of the compliance function in the assessment/acceptance/filling of outsourced process, compliance monitoring program for oversight on outsourcing, good practices KPI/KRI/oversight and compliance outsourcing process). Sylvain Aubry WG51 - Subgroup - OUTSOURCING TECHNICAL FORUM Contact WG52 - VIRTUAL ASSETS/CRYPTO Establish practical guidelines around virtual assets as defined by the legislation for bank, credit institutions, professional in the financial sector, including virtual assets service providers. Following recent publication by the CSSF. WG has also been re-established to support Compliance Officers in assessing compliance requirements with digital assets. Biba Homsy Contact WG53 - Methodological guidelines for Compliance Officers In today’s landscape, financial institutions (Banks, Investment Firms, Management Companies…etc) are required to exhibit robust governance over their compliance risks. This necessitates the establishment of a transparent and effective process for identifying, assessing and monitoring risks, commonly referred to as a risk-based compliance monitoring program. In this context, the objective is to gain insight into prevailing market practices and developing a suitable conceptual framework, with specific focus on compliance risk assessment and monitoring activities. Member participation from the financial sector, affiliated with banks, investment firms and management companies, who specialise in compliance and responsible for overseeing compliance monitoring activities, supports us in gaining an understanding of the various existing frameworks within the financial industry, discuss and propose a paper that explores the key trends and future perspective of a robust framework, and collaborate in defining a common conceptual compliance framework for risk assessment and monitoring activities. Bertrand Parfait Contact Facilitate the sharing of experiences, questions and ideas around ESG subjects. Julie Van Cleemput Cécile Liégeois WG54 - ESG - DISCUSSION FORUM Contact WG55: IFM & Fund governance & respective role & responsibilities of the different management bodies Facilitate exchanges among Conducting Officers from Management Company/AIFM and establish practical guidelines around Governance for the fund industry including but not limited to conflict of interest. Sophie Dupin Hervé Ballone Contact Download all working groups' information

ALCO is the Luxembourg Association of Compliance Officers, with 1300+ members connecting, informing, training and supporting compliance officers Become a member Log in About Working groups News & Press News Webinar « Introduction au schéma de certification GDPR-CARPA de la CNPD » – Mercredi 5 juillet à 9h00 avec HACA PARTNERS et la CNPD Read the article here La compliance, une fonction de plus en plus critique Read the article here How to Craft an Effective AML Risk Appetite Statement for Luxembourg Regulated Entities Read the article here ALCO REMINDER Read the ALCO reminder for 2022 here PRIVATE NEWS MEMBERS ONLY Training Training The concept is based on the principle of modular course units, tests and the validation of the professional knowledge on different levels: Implementing the regulatory framework of the Compliance Officer in the Financial Sector This course covers four topics of Compliance from a practical angle. Each topic is debated in a 2 hour session. Discover more Fundamentals of a Compliance Officer's Function This course conveys an understanding of the basics of Compliance and different application areas. The complete module covers 4 different themes, each covered in a 2 hour session. In order to set up a solid and reliable framework aiming at professionalising the function of Compliance Officer, the House of Training and ALCO have now jointly developed a complete training program. Job Posting JOB POSTING If you want to have a job experience in Compliance, check all the jobs posted by our members. Discover all job opportunities Press Press 20 YEARS ALCO In order to set up a solid and reliable framework aiming at professionalizing the function of Compliance Officer, the House of Training and ALCO have now jointly developed a complete training program.

BECOME A MEMBER Merci de vous rendre sur le nouveau formulaire d'inscription en cliquant ici .

events UPCOMING events ALCO Afterwork | February 11th, 2025 Dear Member, We are pleased to invite you to our upcoming afterwork event on February 11th, 20268 Location: Come à la Maison Date: 11th February 2026 Time: starting at 6PM Price: Free and reserved to paid members Registration: Closed. Members will receive a confirmation email soon. Upcoming ERA Events | 2026 We are pleased to share events organized by the Academy of European Law. ALCO Members can connect to the Member's Only section to benefit from a 20% off coupon. * Anti-Money Laundering in the Crypto Sector: Online, 5-6 March 2026 https://www.era.int/event/anti-money-laundering-in-the-crypto-sector/ * EU Savings and Investments Union: A Key to Integrated Capital Markets in the EU? Online, 28-29 May 2026 https://www.era.int/event/eu-savings-and-investments-union-a-key-to-integrated-capital-markets-in-the-eu/ * Summer Course on EU Financial Market Regulation and Supervision: Online, 22-26 June 2026 https://www.era.int/event/summer-course-on-eu-financial-market-regulation-and-supervision/ Become a member & access more events past events ARCHIVED events

< Back Desert Wildlife Conservation This is placeholder text. To change this content, double-click on the element and click Change Content. This is placeholder text. To change this content, double-click on the element and click Change Content. Want to view and manage all your collections? Click on the Content Manager button in the Add panel on the left. Here, you can make changes to your content, add new fields, create dynamic pages and more. You can create as many collections as you need. Your collection is already set up for you with fields and content. Add your own, or import content from a CSV file. Add fields for any type of content you want to display, such as rich text, images, videos and more. You can also collect and store information from your site visitors using input elements like custom forms and fields. Be sure to click Sync after making changes in a collection, so visitors can see your newest content on your live site. Preview your site to check that all your elements are displaying content from the right collection fields. Power in Numbers 30 Programs 50 Locations 200 Volunteers Project Gallery Previous Next